CAQ “Profession in Focus,” Episode 43 (Margaret McGuire)


Episode 43 of “Profession in Focus” features the Securities and Exchange Commission’s Margaret McGuire, Senior Counsel to the Director of Enforcement and Chief of the SEC’s Financial Reporting and Audit (FRAud) Group. McGuire discusses the objectives of the FRAud Group, its extensive utilization of technology, and how cooperation, self-remediation, and self-reporting are key tenets of the SEC’s enforcement program.

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Categories: Technology